Monaco Capital Management is a full-service Wealth Management & Investment Advisory service, providing our clients:

1. Professional portfolio management for investors seeking income, growth and growth with income.
2. Comprehensive Financial Planning, including: Estate and Legacy Planning, Retirement Planning, Education Planning, Personal and Family Financial Planning.
3. Public speaking engagements for groups of various sizes.
4. Third party portfolio analysis (i.e., a second opinion on investments held elsewhere, such as a portfolio managed by an investment processional other thank Monaco Capital Management).
5. Stock, bond and mutual fund research and analysis.
6. Corporate budgeting and cash flow consulting.
7. Economic forecasting.
8. Individual, Business, Estate and Trust Income Tax Preparation.
9. Life and Long Term Care Insurance.

Certainly.

We can advise or manage your assets held with any custodian or broker/dealer. This allows you to maintain your current relationship, have a third party advise and manage your assets, and still allow your current broker to be compensated. We are compensated by a fee based on your portfolio’s assets, while your broker may either charge an additional flat fee or a commission for each transaction.

If you are looking for a second opinion on the investment advice you are currently receiving, rather than desiring a new financial advisor, we will be happy to provide one to you whenever you desire. For this service we are compensated by an hourly fee.

When acting as Investment Advisory Representatives, we are compensated by charging a fee on the total amount of assets we manage. This helps to avoid the obvious conflict of interest that exists if you financial advisor is making all of the decisions and is compensated for every trade.

For advisory services, we charge an hourly rate.

Clients should periodically re-evaluate whether the use of an asset-based fee continues to be appropriate in servicing their needs. A list of additional considerations, as well as the fee schedule, is available in the firm’s Form ADV Part 2 as well as the client agreement.

We also offer traditional commission based brokerage services.

Your account is held by Steward Partners with Raymond James as custodian, both registered broker/dealers.

Registered broker/dealers are members of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). An explanatory brochure is available upon request or at sipc.org or by calling (202) 371-8300. Many broker/dealers purchase excess SIPC coverage through various insurance company syndicates. Information on additional coverage can be obtained from the broker/dealer acting as custodian for your investments. Account protection applies when a SIPC-member firm fails financial and is unable to meet obligations to securities clients, but it does not protect against market fluctuations.